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SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

Trade Hub UK briefing (2026-11-04): SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers The Securities and Exchange Commission today… Primary source: original at SEC (sec.gov).

By SEC

SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for purposes of the Regulatory Flexibility…

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Source: SEC